Website Langham Hall
Langham Hall is hiring a new graduate Analyst in the Regulatory Hosting team covering three service lines – Host AIFM, Appointed Representative and FCA Operator. The Analyst will be working across all service lines, supporting the business in its regulatory oversight of Langham Hall’s clients and their investment funds. This role gives ample opportunities to undertake client facing work and the analyst will be responsible for leading communications with clients together as operating as the first line of defence in relation to risk-related matters.
Key Responsibilities
- Administer AIFM and Operator services for a portfolio of real estate and private equity funds, ensuring such portfolios are being managed diligently and in accordance with the Fund documentation.
- Supervision of Appointed Representative firms and their risk and compliance arrangements.
- Act as the day-to-day point of contact for your portfolio of clients, building strong relationships by engaging in multi-channel communication such as face-to-face, telephone and email.
- Conduct regular oversight reviews and thematic monitoring to evidence effective supervision and identify emerging risks or control weaknesses.
- Review of investor reporting, communications and financial promotions to ensure such materials are clear, fair and not misleading.
- Develop regulatory knowledge with a view to assisting your clients with any of their queries and/or challenges.
- Contribute to governance forums and committees, providing clear, concise reporting on oversight findings, client risks, and compliance themes.
- Contribute to internal projects designed to improve firm-level procedures, both in terms of robustness and efficiency.
- Completion of all relevant forms and liaison with the Financial Conduct Authority (“FCA”).
- Ensuring that all permanent files are adequately maintained for new and existing customers.
Skills, Knowledge and Expertise
- Graduate with education to degree level (2:1 and above desirable)
- Numerical literacy and verbal/written communication skills.
- Familiarity with the FCA regulation and investments would be an advantage however is not essential.
- Demonstrable interest in real estate and private equity funds.
- Ability to present information and respond to questions from within the team and from clients.
- Excellent attention to detail and an inquisitive mind-set.
- Ability to think independently about the practical application of the FCA rules and regulations.
- Ability to solve practical problems and deal with a variety of situations for which there may be little precedence.
- Ability to work in a small team environment.
- Ability to plan effectively, with strong deadline orientation.
- The individual must have excellent organisational skills and be able to demonstrate close attention to detail.
- Strong MS Office skills.
About Langham Hall
We are proud of our positive working culture which is reinforced through our employees and our extremely low staff turnover and we seek out people that believe in our values.
Learn more about Langham Hall by visiting our website: https://www.langhamhall.com/
To apply for this job please visit careers.langhamhall.com.